Csa notice and request for comment proposed national. Companion policy 45106cp prospectus exemptions part 1. Amendments to ontario securities commission rule 502 fees. Appendix a participation fees for class 1 reporting issuers or class 2 reporting issuers paragraph 151a appendix b participation fees for class 3b reporting issuers paragraph 151c. These changes included a concept called a reference fiscal year which was, in certain cases, deemed to be the participants last fiscal year ending before may 1, 2012. Full text of annual report of the secretary of the treasury on the state of the finances for the year see other formats. The terms you and your refer to town and village justices and court clerks. April 1, 20 unofficial consolidation rule 502 fees 1 this document is an unofficial consolidation of all amendments to ontario securities commission rule 502. Form 502f1 osc reporting issuers participation fee. Mar 27, 2003 effective march 31, 2003, rule 502 fees the rule of the ontario securities commission the osc will come into effect.
Osc rule 502 3 class 3b reporting issuer means a reporting issuer that a is not a class 3a reporting issuer, and b is a designated foreign issuer or an sec foreign issuer as those terms are defined in national instrument 71102 continuous disclosure and other exemptions relating to foreign issuers. In general, applicable fees in ontario are set out in osc rule 502 fees. Scribd is the worlds largest social reading and publishing site. Requests for assistance will be made in writing in substantially the form set out in appendix c. Notices news releases september 30, 2011 2011 34 oscb 9961. Chapter 1 notices notices notice of ministerial approval of amendments to osc rule 502 fees and osc rule 503 commodity futures act fees. The ontario securities commission osc bulletin september 30, 2011 volume 34, issue 39 2011, 34 oscb the ontario securities commission administers the securities act of ontario r. The osc has established a new fee regime to reduce the overall fees charged to market participants, create a clear and streamlined fee structure and adopt fees that accurately reflect the oscs costs of. Full text of administration of government property in the. Pursuant to osc instrument 504 temporary relief from accrual of late fees charged under ontario securities commission rule 502 fees instrument 504, the osc has temporarily suspended the accrual of late fees under osc rule 502 fees rule 502 for the period beginning on april 17, 2020 and ending on june 1, 2020.
From appendix a of the rule, select the participation fee beside the capitalization calculated above. Csa notice and request for comment proposed national instrument 93101 derivatives. Annex d2 blackline of changes to amended and restated. Unofficial consolidation of osc rule 502 fees and its companion policy effective june 30, 2016 amendments to osc rule 502 fees. Summary effective march 31, 2003, rule 502 fees of the ontario securities commission will come into effect. Justice court fund handbook for town and village justices. The unofficial consolidation of the rule is not an official statement of law. This is not an unofficial statement of law or policy and should be used for reference only. Osc rule 45501 ontario prospectus and registration exemptions. The standard defines fair value on the basis of an exit price notion and uses a fair value hierarchy, which results in a marketbased, rather than entityspecific, measurement. Private placement of securities in canada 2nd edition bennett jones. Appendix b for a list of some terms that are not defined in ni 31103 or this. Effective march 31, 2003, rule 502 fees the rule of the ontario securities commission the osc will come into effect. Final amendments to osc rule 502 fees and companion policy 502cp together, the rule were delivered to the minister of finance on january 27, 2015 and if approved, will be in force on april 6, 2015 the highlights relating to capital markets participation fees are set out below.
Ific and its members understand the importance of effective regulation and believe that the mutual fund industry is a matureand thoroughly well regulated industry, in. October 18, 2019, unofficial consolidation of osc rule 502 fees and its. The alberta securities commission the asc is adopting a new rule regarding fees, asc rule 501 fees the new rule. The handbook for town and village justices and court clerks provides you with guidelines and other information to help you report to us. The ontario securities commission osc bulletin july 28, 2016 volume 39, issue 30 2016, 39 oscb the ontario securities commission administers the securities act of ontario r. Toronto the ontario securities commission osc published today proposed amendments to osc rule 502 fees and osc rule 503 commodity futures act fees for a 90day comment period. The ontario securities commission osc bulletin september 30, 2011 volume 34, issue 39. The osc has established a new fee regime to reduce the overall fees charged to market participants, create a clear and streamlined fee structure and adopt fees that accurately reflect the oscs costs of providing services. As we previously posted on february 10, 2015 the ontario securities commission osc approved the revocation and replacement of osc rule 502 fees, companion policy 502cp fees, osc rule 503 fees and companion policy 503 cp fees. Apr 23, 2015 as we previously posted on february 10, 2015 the ontario securities commission osc approved the revocation and replacement of osc rule 502 fees, companion policy 502cp fees, osc rule 503 fees and companion policy 503 cp fees. Ifrs applies to ifrss that require or permit fair value measurements or disclosures and provides a single ifrs framework for measuring fair value and requires disclosures about fair value measurement. Business conduct proposed companion policy 93101cp derivatives.
Delivery of documents to the ontario securities commission and osc rule 502 fees for. Its status as an information processor was most recently renewed in 2014 for an 18 month. For reference, the full definition of accredited investor is set out in appendix b. Generally, a person is a market intermediary if the person is in the business of trading in securities as principal or agent. From appendix a of the rule, select the participation. The electronic filing requirement applies to all issuers that file form 45106f1, including investment fund issuers that file annually in accordance with subsection 6. Companion policy 31103 cp registration requirements. In certain circumstances, two or more issuers distribute a single security.
Jun 12, 2018 2009 osc rule 45501 means the ontario securities commission rule 45501 ontario prospectus and registration exemptions that came into force on the later of a september 28, 2009 and b the day on which sections 5 and 11, subsection 12 1 and section of schedule 26 of the budget measures act, 2009 were proclaimed in force. The new rule covers the payment of all fees to the asc. Securities regulatory authorities timely disclosure. October 1, 2010, appendix k of csa notice implementing ifrs related. The highlights relating to capital markets participation fees are set out below.
Aug 12, 2015 on march 19, 2015, the osc provided notice of ministerial approval of the revocation and replacement of osc rule 502 fees and osc rule 503 commodity futures act fees. The rule and companion policy are intended to replace, and are consistent with, the current rule and policy. Capital markets participation fees osc fee rule amendments. Bc reg 1072004 national instrument 45102 resale of. On april 1, 20 a revision to osc rule 502 came into effect which changed how osc participation fees for reporting issuers were calculated. The oscs response to the industry indicated that the commission recovers the costs related to the oversight of the mfda through participation fees and that these oversight activities do not duplicate any mfda activities.
These amendments are largely consistent with materials published for public comment on august 23, 2012, but incorporate a number of changes made in response to concerns. Proposed revocation and replacement of osc rule 502. Ontario securities commission rule 502 fees, and ontario securities rule 45501 ontario prospectus and registration exemptions. Ifrs was originally issued in may 2011 and applies to annual periods beginning on or after 1 january 20. Oct 01, 2010 scribd is the worlds largest social reading and publishing site. On march 19, 2015, the osc provided notice of ministerial approval of the revocation and replacement of osc rule 502 fees and osc rule. The new rule, which becomes effective on december 1, 2016, will replace the prior asc rules regarding fees. We, the canadian securities administrators csa or we, are publishing the the following for a 150day comment period, expiring on september 1, 2017. In this handbook, the terms we, our, and us refer to the of.
These changes came into effect on april 6, 2015 and part of the changes include updates to the. The ontario securities commission osc bulletin july 5, 2012 volume 35, issue 27 2012, 35 oscb the ontario securities commission administers the securities act of ontario r. Ific and its members understand the importance of effective regulation and believe that the mutual fund industry is a matureand thoroughly well regulated industry, in large part through the oscs. Consolidated version osc rule 502, related forms and. Proposed amendments osc rule 502 fees december 31, 2009 membership fees. Class 1 reporting issuers participation fee reporting issuer name. The ontario securities commission osc bulletin january 7, 2016 volume 39, issue 1 2016, 39 oscb. The rule amendments, together with related policy changes, were made by the commission on october 20, 2015.
Please see osc rule 11501 electronic delivery of documents to the ontario securities commission for further information. Mc9s12p128 reference manual covers also mc9s12pfamily. This is an unofficial consolidation of ontario securities commission rule 502 fees including forms and its companion policy, current to march 1, 2017. Mar 30, 2015 final amendments to osc rule 502 fees and companion policy 502cp together, the rule were delivered to the minister of finance on january 27, 2015 and if approved, will be in force on april 6, 2015.
The osc is publishing for a 90day comment period ending january 3, 2009 osc rule 502 fees and the corresponding companion policy. Appendix b capital markets participation fees appendix b. Rule 502 fees and companion policy 502cp released on august 23, 2012 the proposals. The electronic filing requirement applies to all issuers that are subject to the forms disclosure requirements. Last month, the ontario securities commission published its final amendments to osc rule 502 fees and companion policy 502cp fees. Mc9s12p128 reference manual covers also mc9s12pfamily mc9s12p96. Full text of administration of government property in. Proposed revocation and replacement of osc rule 502 fees. Under section f of appendix c of the rule, a prefiling fee is charged in. In ontario, the term market intermediary is defined in ontario securities commission rule 14501 definitions.
May 05, 2015 unregistered exempt international dealer under ontario securities commission rule 502 fees satisfies the annual notification requirement in subsection 5. Free essays, homework help, flashcards, research papers, book reports, term papers, history, science, politics. Oscs electronic filing portal and pay the applicable fees. These amendments are largely consistent with materials published for public comment on august 23, 2012, but incorporate a number of changes made in response to concerns communicated during the comment process. This exemption allows the nonregistrant to a use a registered entity as agent to book the trade or b.